Personnel Hong Kong SFC License Details (ID 89637)

Personnel Hong Kong SFC License Details (ID 89637)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2013-08-22	2025-12-17
	Rep	Advising on securities	2013-08-22	2025-12-17
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2025-12-17
	Rep	Dealing in futures contracts	2010-12-06	2025-12-17
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-05-14	2013-07-24
	Rep	Dealing in securities	2010-05-14	2025-12-17
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-05-14	2010-12-06
	Rep	Dealing in futures contracts	2010-05-14	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2010-05-14	2025-12-17