Personnel Hong Kong SFC License Details (ID 89644)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2011-08-24	2012-05-14
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-08-24	2012-05-14
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2006-12-18	2011-08-12
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2006-11-13	2011-08-12
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2006-11-13	2011-08-12
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2005-12-07	2006-11-04