Personnel Hong Kong SFC License Details (ID 89648)

Personnel Hong Kong SFC License Details (ID 89648)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2026-04-24	-
	Rep	Advising on securities	2026-04-24	-
	Rep	Dealing in securities	2026-04-24	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2026-04-24	-
	Rep	Dealing in futures contracts	2026-04-24	-
	Rep	Dealing in securities	2026-04-24	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2022-01-12	2025-10-27
	Rep	Dealing in securities	2022-01-12	2025-10-27
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2022-01-12	2025-10-27
	Rep	Dealing in futures contracts	2022-01-12	2025-10-27
	Rep	Dealing in securities	2022-01-12	2025-10-27
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2013-07-24	2021-09-03
	Rep	Advising on securities	2013-07-24	2021-09-03
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2021-09-03
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2011-06-13	2013-07-24
	Rep	Dealing in securities	2011-06-13	2021-09-03
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-06-13	2021-09-03
	Rep	Dealing in securities	2011-06-13	2021-09-03