Personnel Hong Kong SFC License Details (ID 89654)

Personnel Hong Kong SFC License Details (ID 89654)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2013-09-16	2015-04-30
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-09-16	2015-04-30
	Rep	Dealing in securities	2013-09-16	2015-04-30
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2013-06-26
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2006-07-17	2013-06-14
	Rep	Dealing in securities	2006-07-17	2013-06-14
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2006-07-17	2010-12-06
	Rep	Dealing in futures contracts	2006-07-17	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2006-07-17	2013-06-26