Personnel Hong Kong SFC License Details (ID 89662)

Personnel Hong Kong SFC License Details (ID 89662)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2013-10-10	2014-10-28
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-10-10	2014-10-28
	Rep	Dealing in futures contracts	2013-10-10	2014-10-28
	Rep	Dealing in securities	2013-10-10	2014-10-28
	RO	Providing automated trading services	2013-07-23	2013-10-10
Morgan Stanley Asia Limited	RO	Dealing in securities	2012-05-18	2013-10-10
Morgan Stanley Hong Kong Securities Limited	RO	Dealing in futures contracts	2012-05-18	2013-10-10
	RO	Dealing in securities	2012-05-18	2013-10-10
	Rep	Dealing in futures contracts	2010-12-06	2012-05-18
Morgan Stanley Asia Limited	Rep	Dealing in securities	2009-02-03	2012-05-18
	Rep	Providing automated trading services	2009-02-03	2013-07-23
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2009-02-03	2010-12-06
	Rep	Dealing in futures contracts	2009-02-03	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2009-02-03	2012-05-18