Personnel Hong Kong SFC License Details (ID 89664)

Personnel Hong Kong SFC License Details (ID 89664)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2022-06-15	2023-11-01
	Rep	Dealing in securities	2022-06-15	2023-11-01
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2017-08-15	2018-06-01
	Rep	Advising on securities	2017-08-15	2018-06-01
	Rep	Dealing in securities	2017-08-15	2018-06-01
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2014-12-04	2017-05-26
	Rep	Dealing in securities	2014-12-04	2017-05-26
	Rep	Advising on corporate finance	2010-08-26	2014-11-07
	Rep	Dealing in securities	2010-08-26	2014-11-07
	Rep	Advising on corporate finance	2007-01-17	2007-10-12
	Rep	Dealing in securities	2007-01-17	2007-10-12