Personnel SFC Licences and HKMA Registrations (ID 89669)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Davidson Kempner Asia Limited	RO	Asset management	2026-05-28	-
	RO	Dealing in securities	2026-05-28	-
	Rep	Dealing in securities	2021-12-20	2026-05-28
	Rep	Asset management	2021-11-29	2026-05-28
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	RO	Asset management	2018-09-18	2021-11-12
	Rep	Advising on securities	2018-06-06	2021-11-12
	Rep	Asset management	2018-05-28	2018-09-18
Davidson Kempner Asia Limited	Rep	Asset management	2015-07-07	2018-01-31
Standard Chartered Securities (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-08-01	2015-05-20
	Rep	Dealing in securities	2014-08-01	2015-05-20
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2014-05-27
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2011-01-31	2013-07-24
	Rep	Dealing in securities	2011-01-31	2014-05-27
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-01-31	2014-05-27
	Rep	Dealing in securities	2011-01-31	2014-05-27
HBK HONG KONG LIMITED	Rep	Asset management	2006-10-26	2008-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.