Personnel Hong Kong SFC License Details (ID 89677)

Personnel Hong Kong SFC License Details (ID 89677)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2018-08-30
	Rep	Dealing in futures contracts	2010-12-06	2018-08-30
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-06-17	2013-07-24
	Rep	Dealing in securities	2010-06-17	2018-08-30
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-06-17	2010-12-06
	Rep	Dealing in futures contracts	2010-06-17	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2010-06-17	2018-08-30
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-10-17
	Rep	Advising on securities	-	2003-10-17
	Rep	Asset management	-	2003-10-17
	Rep	Providing automated trading services	-	2003-10-17
	Rep	Dealing in securities	-	2010-04-26
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Advising on futures contracts	-	2003-10-13
	Rep	Asset management	-	2003-10-13
	Rep	Dealing in futures contracts	-	2010-04-26