Personnel SFC Licences and HKMA Registrations (ID 89681)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIXIS ASIA LIMITED	Rep	Advising on securities	2018-01-18	-
	Rep	Dealing in securities	2018-01-18	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2015-06-12	2015-12-29
	Rep	Dealing in securities	2015-06-12	2015-12-29
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2015-02-17
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-08-31	2013-09-05
	Rep	Dealing in securities	2010-08-31	2015-02-17
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-08-31	2010-12-06
	Rep	Dealing in futures contracts	2010-08-31	2010-12-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.