| Jefferies Hong Kong Limited | RO | Dealing in securities | 2021-05-28 | 2024-11-07 |
| Rep | Dealing in securities | 2020-07-08 | 2021-05-28 |
| Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2018-11-21 | 2019-12-31 |
| Rep | Advising on securities | 2018-11-21 | 2019-12-31 |
| Rep | Dealing in securities | 2018-11-21 | 2019-12-31 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2018-11-21 | 2019-12-31 |
| Rep | Dealing in futures contracts | 2018-11-21 | 2019-12-31 |
| Rep | Dealing in securities | 2018-11-21 | 2019-12-31 |
| Morgan Stanley Asia Limited | RO | Advising on futures contracts | 2013-12-12 | 2018-11-21 |
| RO | Advising on securities | 2013-12-12 | 2018-11-21 |
| RO | Dealing in securities | 2013-12-12 | 2018-11-21 |
| Morgan Stanley Hong Kong Securities Limited | RO | Providing automated trading services | 2013-12-12 | 2018-11-21 |
| RO | Dealing in futures contracts | 2013-12-12 | 2018-11-21 |
| RO | Dealing in securities | 2013-12-12 | 2018-11-21 |
| Rep | Providing automated trading services | 2013-07-24 | 2013-12-12 |
| Rep | Dealing in futures contracts | 2010-12-06 | 2013-12-12 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2010-01-08 | 2013-07-24 |
| Rep | Advising on futures contracts | 2010-01-08 | 2013-12-12 |
| Rep | Advising on securities | 2010-01-08 | 2013-12-12 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2010-01-08 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2010-01-08 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-12-22 | 2013-12-12 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2009-12-22 | 2013-12-12 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-09-08 | 2009-09-22 |