| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2022-07-18 | - |
| ENHANCED INVESTMENT PRODUCTS LIMITED | RO | Advising on futures contracts | 2020-01-17 | 2022-06-24 |
| RO | Advising on securities | 2020-01-17 | 2022-06-24 |
| RO | Asset management | 2020-01-17 | 2022-06-24 |
| MCG Management Limited | RO | Advising on futures contracts | 2020-01-17 | 2022-06-24 |
| RO | Advising on securities | 2020-01-17 | 2022-06-24 |
| RO | Asset management | 2020-01-17 | 2022-06-24 |
| ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on futures contracts | 2017-09-28 | 2020-01-17 |
| Rep | Advising on securities | 2017-09-28 | 2020-01-17 |
| Rep | Asset management | 2017-09-28 | 2020-01-17 |
| MCG Management Limited | Rep | Advising on futures contracts | 2017-09-28 | 2020-01-17 |
| Rep | Advising on securities | 2017-09-28 | 2020-01-17 |
| Rep | Asset management | 2017-09-28 | 2020-01-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-08-16 | 2017-07-07 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2016-08-16 | 2017-07-07 |
| Rep | Dealing in securities | 2016-08-16 | 2017-07-07 |
| Morgan Stanley Asia Limited | RO | Dealing in securities | 2013-11-14 | 2015-01-12 |
| Morgan Stanley Hong Kong Securities Limited | RO | Providing automated trading services | 2013-11-14 | 2015-01-12 |
| RO | Dealing in futures contracts | 2013-11-14 | 2015-01-12 |
| RO | Dealing in securities | 2013-11-14 | 2015-01-12 |
| Rep | Providing automated trading services | 2013-07-24 | 2013-11-14 |
| Rep | Dealing in futures contracts | 2010-12-06 | 2013-11-14 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2007-05-02 | 2013-07-24 |
| Rep | Dealing in securities | 2007-05-02 | 2013-11-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2007-05-02 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2007-05-02 | 2010-12-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-05-02 | 2013-11-14 |