| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-09-02 | 2012-05-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-09-02 | 2012-05-14 |
| RO | Dealing in futures contracts | 2010-11-30 | 2011-09-02 |
| Morgan Stanley Asia Limited | RO | Providing automated trading services | 2010-07-19 | 2011-06-30 |
| RO | Dealing in securities | 2010-07-19 | 2011-09-02 |
| Morgan Stanley Hong Kong Futures Limited | RO | Providing automated trading services | 2010-07-19 | 2011-06-30 |
| RO | Dealing in futures contracts | 2010-07-19 | 2011-06-30 |
| Morgan Stanley Hong Kong Securities Limited | RO | Dealing in securities | 2010-07-19 | 2011-06-30 |
| Morgan Stanley Asia Limited | Rep | Asset management | 2009-07-06 | 2011-06-30 |
| Rep | Dealing in securities | 2007-08-30 | 2010-07-19 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-08-30 | 2010-07-19 |