| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2022-08-18 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-08-18 | - |
| Rep | Dealing in securities | 2022-08-18 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2019-01-21 | 2022-07-29 |
| Rep | Dealing in securities | 2019-01-21 | 2022-07-29 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2019-01-21 | 2022-07-29 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-01-13 | 2018-10-04 |
| Rep | Dealing in securities | 2014-01-13 | 2018-10-04 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2013-07-24 | 2013-09-13 |
| Rep | Dealing in futures contracts | 2010-12-06 | 2013-09-13 | |
| Rep | Dealing in securities | 2007-08-15 | 2013-09-13 | |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2006-09-22 | 2013-07-24 |
| Rep | Dealing in securities | 2006-09-22 | 2013-09-13 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2006-09-22 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2006-09-22 | 2010-12-06 |
No HKMA registrations in the collected records.