| Austin Pacific Asset Management Limited | RO | Asset management | 2015-08-25 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-11 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-11 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-11 |
| Rep | Dealing in securities | 2003-04-01 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2003-04-01 | 2004-02-11 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2010-12-06 |