Personnel Hong Kong SFC License Details (ID 89723)

Personnel Hong Kong SFC License Details (ID 89723)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huizhi International Capital Holdings Co., Limited	RO	Advising on securities	2019-06-19	-
	RO	Asset management	2019-06-19	-
	RO	Dealing in securities	2019-06-19	-
Dawn Capital Limited	RO	Asset management	2016-09-07	2019-05-14
Morgan Stanley Asia Limited	Rep	Asset management	2011-09-12	2012-05-14
	Rep	Dealing in securities	2011-09-01	2012-05-14
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-09-01	2012-05-14
CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED	Rep	Asset management	2008-01-25	2008-12-31
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2008-01-25	2011-07-29
CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED	Rep	Asset management	2007-01-24	2007-09-13
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2007-01-24	2007-09-13