Personnel Hong Kong SFC License Details (ID 89726)

Personnel Hong Kong SFC License Details (ID 89726)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2013-08-29	2013-09-28
	Rep	Dealing in securities	2013-08-29	2013-09-28
Morgan Stanley Asia Limited	Rep	Asset management	2012-08-06	2013-06-28
	Rep	Dealing in securities	2012-08-06	2013-06-28
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2012-08-06	2013-06-28
Morgan Stanley Asia Limited	Rep	Asset management	2011-12-06	2012-05-14
	Rep	Dealing in securities	2011-06-13	2012-05-14
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-06-13	2012-05-14