Personnel Hong Kong SFC License Details (ID 89740)

Personnel Hong Kong SFC License Details (ID 89740)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2010-10-04	2013-03-15
	Rep	Dealing in securities	2010-10-04	2013-03-15
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2008-07-07	2010-08-05
	Rep	Advising on corporate finance	2008-05-22	2010-08-05
	Rep	Dealing in securities	2008-05-22	2010-08-05
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2005-12-31	2008-03-12
	Rep	Dealing in securities	2005-12-31	2008-03-12
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2005-12-31	2008-03-12