Personnel SFC Licences and HKMA Registrations (ID 89744)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JK Capital Management Limited	Rep	Asset management	2026-02-04	-
	RO	Asset management	2019-07-16	2026-02-04
	Rep	Advising on securities	2015-04-13	-
	Rep	Asset management	2015-04-13	2019-07-16
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2013-06-26
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-01-12	2013-06-26
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-01-12	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2010-01-12	2013-06-26
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2007-12-24	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-11-07	2013-06-26
	Rep	Advising on securities	2007-08-22	2013-06-26
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2005-09-14	2007-06-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.