Personnel Hong Kong SFC License Details (ID 89753)

Personnel Hong Kong SFC License Details (ID 89753)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ITAU ASIA SECURITIES LIMITED	Rep	Dealing in securities	2012-08-20	2013-10-18
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2006-11-20	2012-08-01
	Rep	Dealing in securities	2006-11-20	2012-08-01
Merrill Lynch (Asia Pacific) Limited	Rep	Providing automated trading services	2005-09-08	2006-09-08
	Rep	Dealing in securities	2005-09-08	2006-09-08
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2004-03-03	2005-09-03
	Rep	Dealing in securities	2004-03-03	2005-09-03