Personnel Hong Kong SFC License Details (ID 89780)

Personnel Hong Kong SFC License Details (ID 89780)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wind Sabre Capital Limited	RO	Asset management	2022-11-10	-
SILVER NILE GLOBAL INVESTMENTS LIMITED	RO	Advising on securities	2020-02-07	2021-12-31
	Rep	Asset management	2020-02-07	2021-12-31
	RO	Dealing in securities	2020-02-07	2021-12-31
	Rep	Advising on securities	2020-01-13	2020-02-07
	Rep	Dealing in securities	2020-01-13	2020-02-07
	Rep	Dealing in futures contracts	2020-01-13	2021-12-31
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2019-03-04	2019-09-12
	Rep	Dealing in futures contracts	2019-03-04	2019-09-12
	Rep	Advising on securities	2019-01-15	2019-09-12
	Rep	Dealing in securities	2019-01-15	2019-09-12
VTB Capital Hong Kong Limited	RO	Advising on securities	2016-10-14	2019-01-03
	RO	Dealing in securities	2014-06-25	2019-01-03
	Rep	Dealing in securities	2012-09-11	2014-06-25
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-01-10
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-03-10	2012-01-10
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-03-10	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-08-28	2012-01-10
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2007-08-28	2010-12-06