Personnel Hong Kong SFC License Details (ID 89785)

Personnel Hong Kong SFC License Details (ID 89785)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KONTIKI CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2021-05-04	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2017-05-09	2021-03-01
	Rep	Dealing in securities	2017-05-09	2021-03-01
	Rep	Dealing in futures contracts	2010-12-06	2021-03-01
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2009-12-17	2013-09-05
	Rep	Dealing in securities	2009-12-17	2021-03-01
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2009-12-17	2010-12-06
	Rep	Dealing in futures contracts	2009-12-17	2010-12-06