| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SUBSTANCE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2022-04-19 | 2023-04-30 |
| RO | Asset management | 2022-04-19 | 2023-04-30 | |
| Substance Capital (HK) Limited | RO | Dealing in securities | 2018-02-28 | 2021-07-07 |
| RO | Advising on securities | 2016-12-12 | 2022-09-28 | |
| RO | Asset management | 2016-12-12 | 2022-09-28 | |
| Rep | Advising on securities | 2016-12-05 | 2016-12-12 | |
| Rep | Asset management | 2016-12-05 | 2016-12-12 | |
| Maxcess Capital Limited | RO | Advising on securities | 2016-01-14 | 2016-11-30 |
| RO | Asset management | 2016-01-14 | 2016-11-30 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-01-15 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-01-15 | 2010-12-06 |