Personnel Hong Kong SFC License Details (ID 89815)

Personnel Hong Kong SFC License Details (ID 89815)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLACKSTONE GROUP (HK) LIMITED, THE	Rep	Dealing in securities	2014-12-02	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2011-08-29	2014-11-17
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2010-01-27	2011-01-12
	Rep	Dealing in securities	2010-01-27	2011-01-12
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-07	2009-03-30
	Rep	Dealing in futures contracts	2008-11-07	2009-03-30
	Rep	Dealing in securities	2008-07-31	2009-03-30
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2008-07-31	2008-11-24
	Rep	Dealing in futures contracts	2008-07-31	2008-11-24