Personnel Hong Kong SFC License Details (ID 89817)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-05-14
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2009-08-03	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2009-07-30	2012-05-14
Julius Baer (Hong Kong) Limited	Rep	Advising on securities	2008-08-19	2009-07-29
	Rep	Dealing in securities	2008-08-19	2009-07-29