Personnel Hong Kong SFC License Details (ID 89820)

Personnel Hong Kong SFC License Details (ID 89820)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2006-05-24	2008-10-23
	Rep	Dealing in securities	2006-05-24	2013-04-05
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2005-06-06	2006-05-16
	Rep	Dealing in securities	2005-06-06	2006-05-16
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2005-06-06	2006-05-16
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-07-01
	Rep	Advising on securities	-	2004-07-01
	Rep	Asset management	-	2004-07-01