Personnel Hong Kong SFC License Details (ID 89825)

Personnel Hong Kong SFC License Details (ID 89825)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2011-08-15	2012-05-14
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-08-15	2012-05-14
Morgan Stanley Asia Limited	Rep	Dealing in securities	2006-03-01	2009-06-15
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2006-03-01	2009-06-15
Merrill Lynch (Asia Pacific) Limited	Rep	Asset management	-	2005-01-25
	Rep	Advising on corporate finance	-	2005-03-23
	Rep	Advising on securities	-	2005-03-23
	Rep	Providing automated trading services	-	2005-03-23
	Rep	Dealing in securities	-	2006-02-18