Personnel Hong Kong SFC License Details (ID 89830)

Personnel Hong Kong SFC License Details (ID 89830)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	RO	Advising on securities	2022-01-26	2024-09-26
	RO	Dealing in securities	2022-01-26	2024-09-26
	Rep	Advising on securities	2021-08-04	2022-01-26
	Rep	Dealing in securities	2021-08-04	2022-01-26
	Rep	Dealing in futures contracts	2021-08-04	2024-09-26
Morgan Stanley Asia Limited	RO	Dealing in securities	2017-01-04	2020-12-11
Morgan Stanley Hong Kong Securities Limited	RO	Providing automated trading services	2017-01-04	2020-12-11
	RO	Dealing in futures contracts	2017-01-04	2020-12-11
	RO	Dealing in securities	2017-01-04	2020-12-11
	Rep	Providing automated trading services	2013-07-24	2017-01-04
	Rep	Dealing in futures contracts	2010-12-06	2017-01-04
	Rep	Dealing in securities	2005-06-30	2017-01-04
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2004-02-11
	Rep	Providing automated trading services	-	2013-07-24
	Rep	Dealing in securities	-	2017-01-04
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	-	2010-12-06
	Rep	Dealing in futures contracts	-	2010-12-06