| Fiera Capital (Asia) Hong Kong Limited | Rep | Asset management | 2015-08-18 | 2016-03-17 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2014-04-28 | 2015-02-05 |
| Rep | Advising on securities | 2014-04-28 | 2015-02-05 |
| Rep | Dealing in futures contracts | 2014-04-28 | 2015-02-05 |
| Rep | Dealing in securities | 2014-04-28 | 2015-02-05 |
| Morgan Stanley Asia Limited | Rep | Advising on securities | 2010-11-18 | 2011-11-29 |
| Rep | Providing automated trading services | 2009-09-08 | 2010-11-11 |
| Rep | Dealing in securities | 2009-09-08 | 2011-11-29 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2009-09-08 | 2010-11-11 |
| Rep | Dealing in futures contracts | 2009-09-08 | 2010-11-18 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2009-09-08 | 2010-11-02 |