| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2018-09-28 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2008-05-02 | 2013-09-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2008-05-02 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2008-05-02 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-03-27 | 2018-09-28 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2008-03-27 | 2010-01-08 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-09-22 | 2008-02-28 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-04-14 | 2006-09-13 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Providing automated trading services | - | 2003-08-22 |
| Rep | Advising on corporate finance | - | 2005-02-15 |
| Rep | Advising on securities | - | 2005-02-15 |
| Rep | Asset management | - | 2005-02-15 |
| Rep | Dealing in securities | - | 2006-09-13 |