Personnel Hong Kong SFC License Details (ID 89842)

Personnel Hong Kong SFC License Details (ID 89842)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VCA CAPITAL LIMITED	RO	Asset management	2023-03-24	-
	RO	Dealing in securities	2023-03-24	-
Bright Minds Capital Limited	RO	Asset management	2020-03-10	2023-02-17
	RO	Dealing in securities	2018-03-16	2023-02-17
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-05-14
Morgan Stanley Asia Limited	Rep	Dealing in securities	2008-01-25	2012-05-14
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2008-01-25	2010-12-06