Personnel Hong Kong SFC License Details (ID 89843)

Personnel Hong Kong SFC License Details (ID 89843)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	RO	Dealing in securities	2013-10-22	2021-06-04
Morgan Stanley Hong Kong Securities Limited	RO	Providing automated trading services	2013-10-22	2021-06-04
	RO	Dealing in futures contracts	2013-10-22	2021-06-04
	RO	Dealing in securities	2013-10-22	2021-06-04
	Rep	Providing automated trading services	2013-07-24	2013-10-22
	Rep	Dealing in futures contracts	2010-12-06	2013-10-22
	Rep	Dealing in securities	2007-08-15	2013-10-22
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2006-01-20	2010-12-06
	Rep	Dealing in futures contracts	2005-12-01	2010-12-06
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2004-02-11
	Rep	Providing automated trading services	-	2013-07-24
	Rep	Dealing in securities	-	2013-10-22