Personnel Hong Kong SFC License Details (ID 89844)

Personnel Hong Kong SFC License Details (ID 89844)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neuberger Berman Asia Limited	Rep	Advising on securities	2019-07-16	-
	Rep	Dealing in securities	2019-07-16	-
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2013-05-20	2019-05-10
	Rep	Asset management	2013-05-20	2019-05-10
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2013-05-20	2019-05-10
	Rep	Asset management	2013-05-20	2019-05-10
	Rep	Dealing in securities	2013-05-20	2019-05-10
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2007-09-10	2012-05-29
	Rep	Dealing in securities	2007-09-10	2012-05-29