Personnel Hong Kong SFC License Details (ID 89851)

Personnel Hong Kong SFC License Details (ID 89851)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2017-06-06	-
	Rep	Dealing in futures contracts	2017-06-06	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2017-03-07
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-01-20	2013-09-05
	Rep	Advising on futures contracts	2010-01-20	2017-03-07
	Rep	Advising on securities	2010-01-20	2017-03-07
	Rep	Dealing in securities	2010-01-20	2017-03-07
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-01-20	2010-12-06
	Rep	Dealing in futures contracts	2010-01-20	2010-12-06