Personnel Hong Kong SFC License Details (ID 89858)

Personnel Hong Kong SFC License Details (ID 89858)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALPHATECH CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2016-01-12	2016-03-15
Cornucopiae Asset Management Limited	RO	Asset management	2014-01-20	2016-01-01
	Rep	Asset management	2013-06-07	2014-01-20
Morgan Stanley Asia Limited	Rep	Dealing in securities	2011-04-19	2012-01-10
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-04-19	2012-01-10
Credit Suisse Solution Partners (Hong Kong) Limited	Rep	Advising on corporate finance	2008-02-28	2010-12-31
	Rep	Advising on securities	2007-11-01	2010-12-31