Personnel Hong Kong SFC License Details (ID 89862)

Personnel Hong Kong SFC License Details (ID 89862)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on futures contracts	2024-04-30	2025-11-12
	Rep	Dealing in futures contracts	2013-04-22	2025-11-12
	Rep	Advising on securities	2012-12-12	2025-11-25
	Rep	Dealing in securities	2012-12-12	2025-11-25
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-05-14
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-09-10	2012-05-14
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2007-09-10	2010-12-06