Personnel Hong Kong SFC License Details (ID 89869)

Personnel Hong Kong SFC License Details (ID 89869)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2007-12-13	2013-01-15
	Rep	Dealing in securities	2007-12-13	2013-01-15
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2006-11-27	2007-08-08
	Rep	Advising on securities	2006-11-27	2007-08-08
	Rep	Dealing in securities	2006-11-27	2007-08-08
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2006-11-27	2007-08-08
	Rep	Advising on securities	2006-11-27	2007-08-08
	Rep	Dealing in securities	2006-11-27	2007-08-08