Yuan, Zhi Cheng 袁志成 SFC Licences and HKMA Registrations (ID 89870)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2024-08-23	-
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2023-08-09	2024-02-07
	Rep	Advising on securities	2023-06-27	2023-07-05
	Rep	Advising on securities	2023-03-24	2023-04-01
	Rep	Advising on securities	2023-01-27	2023-02-03
Jefferies Hong Kong Limited	Rep	Advising on securities	2019-09-25	2020-12-18
ICBC INTERNATIONAL RESEARCH LIMITED	RO	Advising on securities	2014-11-21	2015-08-16
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2014-09-22	2015-08-16
	Rep	Advising on securities	2014-01-09	2014-09-22
ICBC INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2013-08-19	2014-11-21
Morgan Stanley Asia Limited	Rep	Advising on securities	2011-07-05	2013-01-15
	Rep	Dealing in securities	2011-07-05	2013-01-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.