Personnel SFC Licences and HKMA Registrations (ID 89907)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
StillBrook Capital Limited	RO	Asset management	2021-05-11	-
Morgan Stanley Asia Limited	Rep	Asset management	2011-04-19	2020-05-25
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2011-04-19
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-01-08	2011-04-19
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-01-08	2010-12-06
	Rep	Dealing in futures contracts	2009-09-21	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2008-08-07	2020-05-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.