Webb-site Legacy

Zhou, Xiaoming (SFC:ARJ056) 周曉明

SFC ID:ARJ056

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2017-10-11	2023-03-31
	RO	Advising on securities	2017-10-11	2023-03-31
	RO	Dealing in securities	2017-10-11	2023-03-31
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2017-10-11	2023-03-31
	RO	Advising on securities	2017-10-11	2023-03-31
	RO	Dealing in securities	2017-10-11	2023-03-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2015-05-29	2017-10-11
	Rep	Advising on securities	2015-05-29	2017-10-11
	Rep	Dealing in securities	2015-05-29	2017-10-11
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2015-05-29	2017-10-11
	Rep	Advising on securities	2015-05-29	2017-10-11
	Rep	Dealing in securities	2015-05-29	2017-10-11
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2008-07-23	2015-02-27
	Rep	Dealing in securities	2008-07-23	2015-02-27