Webb-site Legacy

Liu, Brandon Jiang 劉將

SFC ID:AOY180

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Providing automated trading services	2012-05-24	2013-10-25
	Rep	Dealing in securities	2012-05-07	2016-04-12
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2012-05-07	2016-04-12
Morgan Stanley Asia Limited	Rep	Dealing in securities	2011-11-30	2012-01-10
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-01-10
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-03-10	2010-12-06
	Rep	Dealing in futures contracts	2007-10-22	2010-12-06
ORTUS CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2007-05-21	2007-08-13