Personnel SFC Licences and HKMA Registrations (ID 89928)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED	Rep	Asset management	2020-10-12	-
BFAM Partners (Hong Kong) Limited	Rep	Asset management	2016-10-11	2018-05-18
Mount Kellett Capital (Hong Kong) Limited	Rep	Asset management	2009-08-10	2015-08-10
Morgan Stanley Asia Limited	Rep	Dealing in securities	2008-07-09	2009-02-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.