Personnel Hong Kong SFC License Details (ID 8994895)

Personnel Hong Kong SFC License Details (ID 8994895)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB WING LUNG ASSET MANAGEMENT LIMITED	RO	Asset management	2025-04-08	-
	Rep	Advising on securities	2024-05-08	-
	Rep	Asset management	2024-05-08	2025-04-08
CMBC ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2022-10-20	2024-04-01
	RO	Asset management	2022-10-20	2024-04-01
	Rep	Advising on securities	2022-07-19	2022-10-20
	Rep	Asset management	2022-07-19	2022-10-20
CNCBI Asset Management Limited	RO	Advising on securities	2021-12-10	2022-02-12
	RO	Asset management	2021-12-10	2022-02-12
	RO	Dealing in securities	2021-12-10	2022-02-12
	Rep	Advising on securities	2019-01-18	2021-12-10
	Rep	Asset management	2019-01-18	2021-12-10
CMB International Asset Management Limited	Rep	Advising on securities	2017-04-27	2018-09-20
	Rep	Asset management	2017-04-27	2018-09-20