Personnel Hong Kong SFC License Details (ID 89957)

Personnel Hong Kong SFC License Details (ID 89957)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arkimer Asset Management Limited	RO	Advising on securities	2022-09-13	-
	RO	Asset management	2022-09-13	-
Astrum Capital Management Limited (HK)	RO	Asset management	2015-09-17	2022-08-31
	Rep	Asset management	2014-09-16	2015-09-17
	Rep	Dealing in securities	2014-09-16	2022-08-31
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2012-05-08	2014-08-31
Changjiang Asset Management (HK) Limited	Rep	Advising on securities	2012-03-12	2014-08-31
	Rep	Asset management	2012-03-12	2014-08-31
Blossomhill Investment Limited	Rep	Asset management	2011-08-08	2012-02-27
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2010-04-28	2011-06-04
	Rep	Asset management	2010-04-28	2011-06-04