Personnel Hong Kong SFC License Details (ID 89958)

Personnel Hong Kong SFC License Details (ID 89958)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Shanghai Securities (Hong Kong) Limited	RO	Asset management	2024-06-11	-
Capital Management Limited (HK)	RO	Asset management	2023-01-20	2024-03-17
	Rep	Asset management	2023-01-04	2023-01-20
MTI MANAGEMENT (HK) LIMITED (TRADING AS MEGATRUST INVESTMENT (HK))	RO	Advising on securities	2021-06-15	2022-10-15
	RO	Asset management	2021-06-15	2022-10-15
Granville Financial Services Company Limited	Rep	Dealing in securities	2018-09-12	2021-05-31
	RO	Asset management	2017-11-21	2021-05-31
DAKIN SECURITIES LIMITED	Rep	Dealing in securities	2017-02-14	2017-11-10
PROSPER VOYAGE ASSET MANAGEMENT LIMITED	RO	Asset management	2017-02-14	2017-11-10
Astrum Capital Management Limited (HK)	Rep	Asset management	2014-01-22	2017-02-13
	Rep	Dealing in securities	2014-01-22	2017-02-13
CHINA SHENGHAI INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2013-02-18	2013-10-01
	Rep	Asset management	2013-02-18	2013-10-01
	Rep	Dealing in securities	2013-02-18	2013-10-01
Blossomhill Investment Limited	Rep	Asset management	2011-04-29	2013-01-16
ORIENTAL PATRON ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-24
	Rep	Advising on securities	2003-04-01	2003-07-24
	Rep	Asset management	2003-04-01	2003-07-24