Personnel Hong Kong SFC License Details (ID 8995887)

Personnel Hong Kong SFC License Details (ID 8995887)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2023-03-10	-
	Rep	Advising on securities	2023-03-10	-
	Rep	Dealing in securities	2023-03-10	-
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2020-04-16	2022-04-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2020-04-16	2022-04-29
	Rep	Dealing in securities	2020-04-16	2022-04-29
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2018-07-09	2019-12-31
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-09-28	2019-12-31
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-04-27	2019-12-31
	Rep	Dealing in securities	2017-04-27	2019-12-31