Personnel Hong Kong SFC License Details (ID 89964)

Personnel Hong Kong SFC License Details (ID 89964)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HGNH International Securities Co., Limited	RO	Dealing in securities	2018-08-06	2021-08-10
	Rep	Advising on securities	2018-07-06	2021-08-10
	Rep	Dealing in securities	2016-04-11	2018-08-06
HGNH International Financial Corporation Limited	RO	Advising on futures contracts	2014-01-29	2015-08-27
HGNH International Futures Co., Limited	RO	Advising on futures contracts	2010-11-01	2021-08-10
	RO	Dealing in futures contracts	2008-03-06	2021-08-10
	Rep	Dealing in futures contracts	2007-08-02	2008-03-06