| HOORAY SECURITIES LIMITED | RO | Dealing in securities | 2022-09-07 | 2023-08-21 |
| Amber Hill Asset Management Limited | RO | Advising on securities | 2021-05-07 | 2022-07-23 |
| KINGSTON FUTURES LIMITED | RO | Dealing in futures contracts | 2018-06-14 | 2019-02-11 |
| KINGSTON SECURITIES LIMITED | RO | Dealing in securities | 2018-06-14 | 2019-02-11 |
| KINGSTON FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-04-20 | 2018-06-14 |
| KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2018-04-20 | 2018-06-14 |
| Lion Futures Limited | RO | Advising on futures contracts | 2016-12-29 | 2018-03-04 |
| RO | Dealing in futures contracts | 2016-12-29 | 2018-03-04 |
| Lion International Securities Group Limited | RO | Advising on securities | 2016-12-29 | 2018-03-04 |
| RO | Dealing in securities | 2016-12-29 | 2018-03-04 |
| Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-02-07 | 2016-06-11 |
| Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2012-02-28 | 2016-06-11 |
| HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2009-04-15 | 2012-02-01 |