Personnel Hong Kong SFC License Details (ID 89978)

Personnel Hong Kong SFC License Details (ID 89978)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CSC SECURITIES (HK) LIMITED	Rep	Asset management	2025-04-14	-
	RO	Asset management	2024-08-29	2025-04-14
	RO	Advising on securities	2024-07-09	-
	RO	Dealing in securities	2024-07-09	-
CSC FUTURES (HK) LIMITED	RO	Advising on futures contracts	2024-02-06	-
	RO	Advising on securities	2024-02-06	-
CSC SECURITIES (HK) LIMITED	RO	Dealing in futures contracts	2024-01-15	-
CSC FUTURES (HK) LIMITED	RO	Dealing in futures contracts	2023-08-09	-
	RO	Dealing in securities	2023-08-09	-
	Rep	Dealing in futures contracts	2023-03-29	2023-08-09
	Rep	Dealing in securities	2023-03-29	2023-08-09
	RO	Dealing in futures contracts	2017-11-28	2019-04-12
	Rep	Dealing in securities	2017-11-10	2019-04-12
	Rep	Dealing in futures contracts	2016-03-02	2017-11-28
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2016-03-02	2019-04-12
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2013-08-14	2015-04-23
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-04-19	2015-04-23
HGNH International Futures Co., Limited	Rep	Dealing in futures contracts	2011-05-20	2013-03-29