Personnel Hong Kong SFC License Details (ID 89984)

Personnel Hong Kong SFC License Details (ID 89984)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on securities	2025-11-11	-
	RO	Asset management	2025-11-11	-
	Rep	Dealing in securities	2025-09-17	-
	Rep	Advising on securities	2025-09-17	2025-11-11
	Rep	Asset management	2025-09-17	2025-11-11
Rui Da International Asset Management (Hong Kong) Limited	RO	Advising on securities	2023-01-11	2025-07-04
	RO	Asset management	2023-01-11	2025-07-04
	Rep	Advising on securities	2022-12-20	2023-01-11
	Rep	Asset management	2022-12-20	2023-01-11
DA International Asset Management Limited	RO	Advising on securities	2021-05-03	2022-11-30
	RO	Asset management	2021-05-03	2022-11-30
	Rep	Advising on securities	2021-04-07	2021-05-03
	Rep	Asset management	2021-04-07	2021-05-03
HGNH International Securities Co., Limited	RO	Advising on securities	2018-08-22	2020-10-30
HGNH International Asset Management Co., Limited	RO	Advising on securities	2017-08-04	2020-10-30
HGNH International Futures Co., Limited	RO	Dealing in futures contracts	2016-09-19	2020-10-30
HGNH International Asset Management Co., Limited	RO	Asset management	2016-01-06	2020-10-30
	Rep	Asset management	2012-05-16	2016-01-06
HGNH International Futures Co., Limited	Rep	Dealing in futures contracts	2011-04-13	2016-09-19