| Sucden Financial (HK) Limited | Rep | Leveraged foreign exchange trading | 2016-01-27 | 2022-09-20 |
| Rep | Dealing in futures contracts | 2015-10-12 | - |
| SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-06-16 | 2015-06-15 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2012-09-04 | 2014-06-14 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-09-04 | 2014-06-14 |
| NATIXIS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-08-20 | 2012-08-17 |
| NATIXIS COMMODITY MARKETS (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-08-20 | 2008-09-30 |